Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Joseph BayesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-14-2018
Dennis Jay PerskyAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5006-19-2015
Harry Curtis Ittner Jr.Ameriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2501-18-2013
Franz Michael BarresiAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5009-15-2011
Russell Alan GreenAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5009-15-2011
Ralph James KueserAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2504-15-2011
Scott Michael KrajacicBuckingham Strategic Wealth, LLCStifel, Nicolaus & Company, Incorporated11-21-2011
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Nicholas John GertsemaCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated10-26-2018
Kenneth Carl PembertonCetera Investment Services LLCStifel, Nicolaus & Company, Incorporated$2506-25-2015
Ronald Ray Adkison Jr.Creative PlanningStifel, Nicolaus & Company, Incorporated04-17-2017
Michael Allen GertsemaCWM, LLCStifel, Nicolaus & Company, Incorporated$10010-25-2018
Susan E PevacEdward JonesStifel, Nicolaus & Company, Incorporated12-18-2017
Rebecca Lynn YoungEdward JonesStifel, Nicolaus & Company, Incorporated05-28-2013
David Paul MertensEdward JonesStifel, Nicolaus & Company, Incorporated$10004-23-2010
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated01-20-2009
Zachary UngerottLPL Financial LLCStifel, Nicolaus & Company, Incorporated09-07-2016
Robert Anthony SchaferMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated09-19-2017
David Clifton RathMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated10-11-2013
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated02-17-2012
John Stanton BurnsOakview Wealth Solutions LLCStifel, Nicolaus & Company, Incorporated07-17-2018
Bruce Alden Barnhart Jr.Oppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated10-14-2011
Mark Anthony NascheOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15004-03-2009
Jeffrey Brian SchnitzerOptimum Wealth Management, LLCStifel, Nicolaus & Company, Incorporated03-21-2011
Paula DayPFS Investments Inc.Stifel, Nicolaus & Company, Incorporated08-22-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.