Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy James GrahamEdward JonesStifel, Nicolaus & Company, Incorporated$10001-20-2009
Mark Anthony NascheOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15004-03-2009
Gregory Paul EntzerothU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$10004-16-2010
David Paul MertensEdward JonesStifel, Nicolaus & Company, Incorporated$10004-23-2010
Curt Byron AllenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$25008-26-2010
Mark David HouseSmith, Moore & Co.Stifel, Nicolaus & Company, Incorporated02-28-2011
Jeffrey Brian SchnitzerOptimum Wealth Management, LLCStifel, Nicolaus & Company, Incorporated03-21-2011
Ralph James KueserAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$25004-15-2011
Franz Michael BarresiAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-15-2011
Russell Alan GreenAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-15-2011
Bruce Alden Barnhart Jr.Oppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated10-14-2011
Scott Michael KrajacicBuckingham Strategic WealthStifel, Nicolaus & Company, Incorporated11-21-2011
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated$50002-17-2012
Brea Nicole TabernikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated11-13-2012
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$25001-18-2013
Karl Heinz KuehnRaymond James & Associates, Inc.Stifel, Nicolaus & Company, Incorporated$10002-15-2013
Jerome Matthew ZitzmannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50002-21-2013
Rebecca Lynn YoungEdward JonesStifel, Nicolaus & Company, Incorporated05-28-2013
Julie A. GamppU.S. Bancorp InvestmentsStifel, Nicolaus & Company, Incorporated$8909-16-2013
David Clifton RathMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$10010-11-2013
Joshua M. BledsoeMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated11-25-2013
Steven Floyd Owens Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated03-07-2014
David Scott ThornberryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50007-25-2014
Theodore William HartzlerU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$15007-28-2014
Raymond Joseph PalmerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50003-26-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.