Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara HughesMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$6007-16-2018
Brea Nicole TabernikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated11-13-2012
Bruce Alden Barnhart Jr.Oppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated10-14-2011
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$25011-14-2018
Crystal Moeglin BurnsU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated10-11-2017
Curt Byron AllenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$25008-26-2010
Daniel S SoshnikWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated10-17-2019
David Clifton RathMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated$10010-11-2013
David Paul MertensEdward JonesStifel, Nicolaus & Company, Incorporated$10004-23-2010
David SafarianWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$11609-29-2017
David Scott ThornberryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50007-25-2014
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50006-19-2015
Franz Michael BarresiAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$50009-15-2011
George WaltonWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$22511-28-2018
Gordon Peter SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15004-19-2018
Gregory Paul EntzerothU.S. Bancorp Investments, Inc.Stifel, Nicolaus & Company, Incorporated$10004-16-2010
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$25001-18-2013
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonWells Fargo AdvisorsStifel, Nicolaus & Company, Incorporated$50005-25-2016
Jacqueline Dea HeaterCetera Advisor Networks LLCStifel, Nicolaus & Company, Incorporated$15010-26-2018
Jeffrey Brian SchnitzerOptimum Wealth Management, LLCStifel, Nicolaus & Company, Incorporated03-21-2011
Jerome Matthew ZitzmannWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50002-21-2013
John Stanton BurnsOakview Wealth Solutions LLCStifel, Nicolaus & Company, Incorporated07-17-2018
Joseph Gordon SchnitzlerRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated04-19-2018
Joshua BairdVALIC Financial Advisors, Inc.Stifel, Nicolaus & Company, Incorporated07-26-2016
Joshua M. BledsoeMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated11-25-2013
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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