Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Thomas ConleyPrivate Client Services, LLCU.S. Bancorp Investments, Inc.$2512-07-2018
Jaimie Leigh EmersonEdward JonesU.S. Bancorp Investments, Inc.10-16-2017
Tony C BrightEdward JonesU.S. Bancorp Investments, Inc.06-09-2017
Lillie A PowellMML Investors Services, LLCU.S. Bancorp Investments, Inc.04-21-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
David Andrew SkaggsJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-17-2017
Jennifer J. TillemanEdward JonesU.S. Bancorp Investments, Inc.12-05-2016
Eric Curtis SporingBFC Planning, Inc.U.S. Bancorp Investments, Inc.06-15-2016
Troy Andrew VanrieSmith, Moore & Co.U.S. Bancorp Investments, Inc.$5001-15-2016
Jason Reinhart PfitzingerLPL Financial LLCU.S. Bancorp Investments, Inc.$2512-17-2015
James Philip BuckalewWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.12-01-2015
Jonathan Brian DiehlWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5012-01-2015
Paul Richard BeemanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10012-01-2015
Kalie H BaucomWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-25-2015
Michael D DorbandBerthel, Fisher & Company Financial Services, Inc.U.S. Bancorp Investments, Inc.$2510-27-2015
Curt Michael KruseWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10009-28-2015
Charles Richard EllerLPL Financial LLCU.S. Bancorp Investments, Inc.$2005-01-2015
Timothy Michael LaramieLPL Financial LLCU.S. Bancorp Investments, Inc.04-23-2015
Matthew Zadock WilliamsEdward JonesU.S. Bancorp Investments, Inc.$5003-20-2015
Matthew Wesley WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.03-13-2015
David Charles IrwinBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.01-15-2015
Jennifer Sue LandersStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.11-03-2014
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.$109-05-2014
Lenny Dale CarverLPL Financial LLCU.S. Bancorp Investments, Inc.07-14-2014
Lamar Dieter RahdenPNC InvestmentsU.S. Bancorp Investments, Inc.05-19-2014
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.