Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Thomas ConleyPrivate Client Services, LLCU.S. Bancorp Investments, Inc.$2512-07-2018
Jaimie Leigh EmersonEdward JonesU.S. Bancorp Investments, Inc.10-16-2017
Tony C BrightEdward JonesU.S. Bancorp Investments, Inc.06-09-2017
Lillie A PowellMML Investors Services, LLCU.S. Bancorp Investments, Inc.04-21-2017
Douglas Edward HardinWaddell & ReedU.S. Bancorp Investments, Inc.$8804-07-2017
David Andrew SkaggsJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.03-17-2017
Jennifer J. TillemanEdward JonesU.S. Bancorp Investments, Inc.12-05-2016
Eric Curtis SporingBFC Planning, Inc.U.S. Bancorp Investments, Inc.06-15-2016
Troy Andrew VanrieSmith, Moore & Co.U.S. Bancorp Investments, Inc.$5001-15-2016
Jason Reinhart PfitzingerLPL Financial LLCU.S. Bancorp Investments, Inc.$2512-17-2015
James Philip BuckalewWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.12-01-2015
Jonathan Brian DiehlWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5012-01-2015
Paul Richard BeemanWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10012-01-2015
Kalie H BaucomWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.11-25-2015
Michael D DorbandBerthel, Fisher & Company Financial Services, Inc.U.S. Bancorp Investments, Inc.$2510-27-2015
Curt Michael KruseWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$10009-28-2015
Charles Richard EllerLPL Financial LLCU.S. Bancorp Investments, Inc.$2005-01-2015
Timothy Michael LaramieLPL Financial LLCU.S. Bancorp Investments, Inc.04-23-2015
Matthew Zadock WilliamsEdward JonesU.S. Bancorp Investments, Inc.$5003-20-2015
Matthew Wesley WellsMerrill Lynch, Pierce, Fenner & Smith IncorporatedU.S. Bancorp Investments, Inc.03-13-2015
David Charles IrwinBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.01-15-2015
Jennifer Sue LandersStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.11-03-2014
Sonja Marie GriffithWaddell & ReedU.S. Bancorp Investments, Inc.$109-05-2014
Lenny Dale CarverLPL Financial LLCU.S. Bancorp Investments, Inc.07-14-2014
Lamar Dieter RahdenPNC InvestmentsU.S. Bancorp Investments, Inc.05-19-2014
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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