Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent DepaolaEdward JonesUBS Financial Services Inc.03-18-2019
Glenn Thomas ReganEdward JonesUBS Financial Services Inc.01-12-2019
Martin Erwin ObermanRaymond James & Associates, Inc.UBS Financial Services Inc.$10008-31-2018
Edward Gerard HenrichsRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Bernard Joseph HaselhorstRaymond James & Associates, Inc.UBS Financial Services Inc.$5008-31-2018
Maria Del Colon-HernandezEdward JonesUBS Financial Services Inc.08-13-2018
Christopher CybulskiEdward JonesUBS Financial Services Inc.09-26-2016
Tadd Duane HicksRaymond James & Associates, Inc.UBS Financial Services Inc.$15009-23-2016
Harold Edward MacfarlandRaymond James & Associates, Inc.UBS Financial Services Inc.$5009-23-2016
Gary Francis EinigWells Fargo Clearing Services, LLCUBS Financial Services Inc.$22505-31-2016
Stephen William PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1010-29-2015
Stephen Joseph WillmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1010-01-2015
Gregory Voy SpearsWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-26-2015
Terry Ellen OlearyhunterWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-05-2014
Richard Godwin JoyceWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-25-2014
Philip Lance WellmanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15007-11-2014
James Paul Laughlin Sr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-12-2014
Park B Smith Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15003-27-2014
Waitus Hampton Avant Jr.Stifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-27-2014
Peter Charlton Budd Jr.Benjamin F. Edwards & Company, Inc.UBS Financial Services Inc.11-20-2013
Benjamin Kevin PearsonEdward JonesUBS Financial Services Inc.10-21-2013
Daniel Benjamin BurnsEdward JonesUBS Financial Services Inc.08-26-2013
Laurie Betsy DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.$15002-08-2013
Dawn Rosalie DicksonBenjamin F. Edwards & Company, Inc.UBS Financial Services Inc.$10002-08-2013
Kevin Wayne LunsfordEdward JonesUBS Financial Services Inc.$10010-01-2012
Next Page »

Showing 1 to 25 of 33 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.