Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Lawrence MillnerMorgan Stanley & Co. LLCUBS Financial Services Inc.$15001-01-2009
Scott Patrick ConnorsLPL Financial LLCUBS Financial Services Inc.$2504-23-2009
Blake Elliott SmithAmeriprise Financial Services, LLCUBS Financial Services Inc.$15004-29-2009
Robert Wayne RobinsonOppenheimer & Co. Inc.UBS Financial Services Inc.$10005-07-2009
Brian Robert FrankeFirst Heartland Capital, Inc.UBS Financial Services Inc.$1006-01-2009
Khurshed SharifovCentury Securities Associates, Inc.UBS Financial Services Inc.06-15-2009
Prent Charles HouckCentury Securities Associates, Inc.UBS Financial Services Inc.$2506-15-2009
Holley Marie Travelstead-RingkampScottrade, Inc.UBS Financial Services Inc.07-14-2009
Daniel Terrence BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-27-2009
Mark Stephen WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-18-2009
Darin Noel ShankMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-18-2009
William Courtney FayEdward JonesUBS Financial Services Inc.11-01-2009
Kenneth Ira RosenbaumBuckingham Strategic Wealth, LLCUBS Financial Services Inc.$15011-20-2009
Edward Emmett Carroll Jr.Morgan StanleyUBS Financial Services Inc.04-08-2010
Tyler Jeffrey HenrichsEdward JonesUBS Financial Services Inc.05-10-2010
Terrance Lynn WilsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-10-2010
Julie Crow AndersonEdward JonesUBS Financial Services Inc.11-15-2010
Phillip Roy CohlStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-01-2010
Tawnee Amelia HosickStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-01-2010
Matthew Robert GrahnWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2501-19-2011
Gregory Lawrence MintzEdward JonesUBS Financial Services Inc.02-07-2011
Clifford Lee FieldsMoloney Securities Co., Inc.UBS Financial Services Inc.01-03-2012
Erik Jay GaucherWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1001-10-2012
David Scott BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.$5001-13-2012
Richard Henry ThomasStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10003-15-2012
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.