Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Rae BowenEdward JonesWaddell & Reed11-12-2019
Robert Joseph BraunConvergence FinancialWaddell & Reed06-20-2019
Jeffrey Michael GartenAmeriprise Financial Services, Inc.Waddell & Reed06-05-2019
Geoff Colby ReedVisionary Wealth Advisors, LLCWaddell & Reed03-08-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Antonio A. LopezEdward JonesWaddell & Reed11-19-2018
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Jennifer Erin MaloneLPL Financial LLCWaddell & Reed08-21-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Derenda KingLaBrunerie Financial Services, Inc.Waddell & Reed08-15-2018
Jamielle Renee PriemerUMB Financial Services, Inc.Waddell & Reed06-07-2018
Dilworth Dean LymanYour Financial PartnershipWaddell & Reed05-15-2018
Ross Sterling WolffSeverin Investments LLCWaddell & Reed04-20-2018
Brian C. LamoneUnited Advisors America CorporationWaddell & Reed03-13-2018
Kristen Jane GuerreroLPL Financial LLCWaddell & Reed01-03-2018
Ezekial Cody BlakeEdward JonesWaddell & Reed10-26-2017
James William PeaveyRubinBrown Advisors LLCWaddell & Reed08-15-2017
Wesley Lowell HazelriggWealthcare Advisory Partners LLCWaddell & Reed06-30-2017
Christopher Raymond WadeV Wealth Advisors LLCWaddell & Reed02-16-2017
Craig Joseph KurthV Wealth Advisors LLCWaddell & Reed01-06-2017
Robert Henry KelloggNuance Investments, LLCWaddell & Reed11-22-2016
Joseph Hardy SimpsonEdward JonesWaddell & Reed10-03-2016
Timothy Brian SchulzeNationwide Securities, LLCWaddell & Reed08-18-2016
Bradley David PattersonEdward JonesWaddell & Reed08-01-2016
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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