Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Daniel LuceroWells Fargo Advisors Financial Network, LLCWells Fargo Advisors Financial Network, LLC$15009-03-2015
Andrea Lynn BateySignalPoint Asset Management LLCWells Fargo Advisors Financial Network, LLC$10009-05-2013
Brian A. PowellU.S. Bancorp Investments, Inc.Wells Fargo Advisors Financial Network, LLC$5001-29-2010
Charles Joseph TranklerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2612-01-2017
Charles Scott BruinWells Fargo Advisors Financial Network, LLCWells Fargo Advisors Financial Network, LLC02-01-2012
Connor B. AndersonEdward JonesWells Fargo Advisors Financial Network, LLC08-19-2016
David Gordon MahachMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC10-08-2014
David Harrison KinneyStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$10002-06-2015
Dennis Robin WalkerSignalPoint Asset Management LLCWells Fargo Advisors Financial Network, LLC$10008-09-2013
Dustin Daniel BrownRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC06-19-2015
Frank Dryden AnzaloneWaddell & ReedWells Fargo Advisors Financial Network, LLC07-19-2011
Glen John NessStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$5004-05-2013
Gregory Bruce HallLPL Financial LLCWells Fargo Advisors Financial Network, LLC$1007-24-2019
James Matthew ChaneyOppenheimer & Co. Inc.Wells Fargo Advisors Financial Network, LLC10-12-2010
James Taylor DibbleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC05-12-2014
James Thomas BoothEdward JonesWells Fargo Advisors Financial Network, LLC07-23-2012
Jeffrey Jon SeverinLPL Financial LLCWells Fargo Advisors Financial Network, LLC$2507-17-2013
Jeffrey Paul HollowayRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10002-15-2017
Jennifer Beth RushStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$15004-05-2013
Joan Charmaine FisherStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
John Hubbard AndersonLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-05-2019
Joshua David BasinskiAXA Advisors, LLCWells Fargo Advisors Financial Network, LLC12-20-2019
Kenneth Neal GerlachPNC InvestmentsWells Fargo Advisors Financial Network, LLC03-02-2016
Kenneth William GregerRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5011-27-2017
Lance Raymond McIntoshStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC$15004-05-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.