Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andres Ernesto JimenezEdward JonesWells Fargo Clearing Services, LLC02-04-2019
Robert Paul Niklaus KellerEdward JonesWells Fargo Clearing Services, LLC01-07-2019
Emma J. AragonEdward JonesWells Fargo Clearing Services, LLC12-10-2018
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
Curt Byron AllenRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2511-20-2018
James Wides GoralnikRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00011-20-2018
Richard William NiemiecStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-15-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Gisele Rosita HarveyEdward JonesWells Fargo Clearing Services, LLC10-05-2018
Natalie QuirozEdward JonesWells Fargo Clearing Services, LLC08-07-2018
Patrick Randell NorfleetEdward JonesWells Fargo Clearing Services, LLC$108-03-2018
Rafael Salvador NunezEdward JonesWells Fargo Clearing Services, LLC07-30-2018
Christopher John HartEdward JonesWells Fargo Clearing Services, LLC06-04-2018
David Warren Mesker Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00005-11-2018
Jacob Michael VinsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC05-11-2018
Jonathan Morse HeitnerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$20005-11-2018
Daniel Thomas KrausKestra Investment Services, LLCWells Fargo Clearing Services, LLC$10005-09-2018
Clark Edward MorrisonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2018
Dax Kirk WestlundEdward JonesWells Fargo Clearing Services, LLC04-16-2018
Steven Brodrick ShiekEdward JonesWells Fargo Clearing Services, LLC04-02-2018
Mariasusana Inez ArvizuEdward JonesWells Fargo Clearing Services, LLC03-19-2018
Frank Alexander AvilaEdward JonesWells Fargo Clearing Services, LLC03-14-2018
Dennis Patton WilliamsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-26-2018
Rush Peters GriffithEdward JonesWells Fargo Clearing Services, LLC01-08-2018
Hooman KarbasionEdward JonesWells Fargo Clearing Services, LLC12-11-2017
Next Page »

Showing 1 to 25 of 423 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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