Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rita Kay MahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2020
Kyle James GowenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Rita Kay MahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Kyle James GowenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2020
Mat Madison TurnerU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC$10006-26-2020
Jordan Charles GreenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC05-15-2020
Timothy Joseph JacobsmeyerEdward JonesWells Fargo Clearing Services, LLC03-31-2020
Terance Deshun CarrEdward JonesWells Fargo Clearing Services, LLC03-30-2020
Peter Daniel MurphyBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10003-06-2020
William Davis HarrisBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5003-06-2020
Robert Lamar SpainhouerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-06-2020
Jeremy Richard WatsonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00003-06-2020
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Matthew David CroweAE Wealth Management, LLCWells Fargo Clearing Services, LLC02-05-2020
Bret Lorin ReinerEdward JonesWells Fargo Clearing Services, LLC01-24-2020
Eric John WorthenWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-22-2020
James Eric HaunEdward JonesWells Fargo Clearing Services, LLC01-07-2020
Debasish HajraBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5012-20-2019
Brittney Nicole O'BrienEdward JonesWells Fargo Clearing Services, LLC11-08-2019
Belma MirvicEdward JonesWells Fargo Clearing Services, LLC10-30-2019
Michael Anthony VegaEdward JonesWells Fargo Clearing Services, LLC09-23-2019
Nicole Marie WortsmanEdward JonesWells Fargo Clearing Services, LLC09-23-2019
Robert E. SimmonsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$1,00009-06-2019
Norma Elizabeth DurfeeEdward JonesWells Fargo Clearing Services, LLC08-26-2019
Jonathan James ChambersEdward JonesWells Fargo Clearing Services, LLC08-26-2019
Next Page »

Showing 1 to 25 of 523 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.