Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Edwards BrandtEdward JonesWells Fargo Clearing Services, LLC10-22-2012
Albert Kalb Maixner Jr.Principal Securities, Inc.Wells Fargo Clearing Services, LLC06-17-2014
Ally Anne MelvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2017
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2015
Bradley Ray PeaseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-07-2012
Bradley Thomas SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-15-2016
Brent Aaron WilhelmBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5001-11-2012
Brian Frederick RandallRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$10001-09-2009
Brian Howard RubinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-15-2013
Brian Matthew TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-01-2015
Bruce Ernest MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
Bryan Calvin RichardsEdward JonesWells Fargo Clearing Services, LLC04-16-2012
Cecelia Marie JiampettiBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC09-07-2012
Chad Allen SteinbachBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-18-2011
Charles Eugene Davis Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1004-30-2009
Charles Ryan IoscoEdward JonesWells Fargo Clearing Services, LLC10-03-2016
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Christine Griffard LuperEdward JonesWells Fargo Clearing Services, LLC06-04-2012
Christopher Gibson WatersRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10002-07-2014
Christopher James McGillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$7505-14-2012
Christopher John HartEdward JonesWells Fargo Clearing Services, LLC06-04-2018
Christopher Michael BarmannWaddell & ReedWells Fargo Clearing Services, LLC12-01-2014
Christopher Stephen McNewBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10001-16-2015
Christopher W. HarperEdward JonesWells Fargo Clearing Services, LLC07-18-2011
Claren Warenda EnglebrethEdward JonesWells Fargo Clearing Services, LLC$1004-17-2017
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Showing 1 to 25 of 189 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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