Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Edwards BrandtEdward JonesWells Fargo Clearing Services, LLC10-22-2012
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Adrian Freund StillmanLakeview Capital Partners, LLCWells Fargo Clearing Services, LLC$15011-05-2013
Albert ElrodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-04-2012
Albert Kalb Maixner Jr.Principal Securities, Inc.Wells Fargo Clearing Services, LLC06-17-2014
Allen Joseph CatalanottoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$2503-22-2013
Ally Anne MelvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2017
Amit Rajendrakumar ThakkarEdward JonesWells Fargo Clearing Services, LLC03-24-2017
Amon Merrell Clark Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-07-2009
Andrea Marie ShenoccaBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC07-02-2013
Andres Ernesto JimenezEdward JonesWells Fargo Clearing Services, LLC02-04-2019
Andrew A. HundUMB Financial Services, Inc.Wells Fargo Clearing Services, LLC06-20-2017
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Andrew Lawrence ThomassonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2015
Andrew Russell MooreUMB Financial Services, Inc.Wells Fargo Clearing Services, LLC04-09-2012
Andrew Scott HardieStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-12-2010
Anthony John FalconeBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$10011-12-2010
Anthony Joseph PochowskiEdward JonesWells Fargo Clearing Services, LLC05-12-2014
Antoinette Bossola DisanoLPL Financial LLCWells Fargo Clearing Services, LLC06-14-2013
Aon Douglas MillerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$20007-25-2011
Armond Lamar HerndonEdward JonesWells Fargo Clearing Services, LLC04-19-2018
Barbara Esther DeitelTriad Advisors LLCWells Fargo Clearing Services, LLC$5005-27-2016
Barden Winstead Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-26-2010
Belma MirvicEdward JonesWells Fargo Clearing Services, LLC10-30-2019
Benjamin Hall RicheyEdward JonesWells Fargo Clearing Services, LLC01-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.