Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
J Darren HillisAmeriprise Financial Services, Inc.Morgan Stanley12-07-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Alan Joseph ThomilsonAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation11-17-2017
Jamison Neil RybakAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC06-01-2017
Larry Dale MosierAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1005-26-2017
Mark John StegmannAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$7502-03-2017
Victoria StegmannAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC02-03-2017
Sarah Beth Hartmann BurkemperAmeriprise Financial Services, Inc.Cetera Financial Specialists LLC07-19-2016
David Wilson CrowAmeriprise Financial Services, Inc.Edward Jones$1002-19-2016
Joshua David WrightAmeriprise Financial Services, Inc.Edward Jones$5010-30-2015
Geoffrey Taylor BowersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-25-2015
Leonard Carley Bowers IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1509-25-2015
Matthew Michael BeaverAmeriprise Financial Services, Inc.Edward Jones07-02-2015
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5006-19-2015
Timothy K SouhradaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-12-2015
Jason Christopher ImigAmeriprise Financial Services, Inc.Edward Jones10-27-2014
John E BurnsAmeriprise Financial Services, Inc.UBS Financial Services Inc.08-27-2014
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Philip Lance WellmanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15007-11-2014
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
Mary Colleen BeckemeyerAmeriprise Financial Services, Inc.AXA Advisors, LLC01-31-2014
Heather N HardmanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
James Dennis ClaytonAmeriprise Financial Services, Inc.Edward Jones$2511-01-2013
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$4601-18-2013
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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