Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Tracey L CramerAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$2505-06-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
David Wilson CrowAmeriprise Financial Services, Inc.Edward Jones$1002-19-2016
Joshua David WrightAmeriprise Financial Services, Inc.Edward Jones10-30-2015
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
James Dennis ClaytonAmeriprise Financial Services, Inc.Edward Jones$2511-01-2013
Michael A. HasapopoulosAmeriprise Financial Services, Inc.Edward Jones$5011-19-2010
Victoria StegmannAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC02-03-2017
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Danny George HirschAmeriprise Financial Services, Inc.FSC Securities Corporation$10011-12-2010
Joss Louis D'SouzaAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5010-05-2009
John William AdamsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Joseph Andrew RosenbaumAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Paul Joseph LiberatoreAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Milton Hayes Luce IIIAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$2510-05-2009
Joseph Patrick DelargyAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$1010-05-2009
Robert Frank Bokern Jr.Ameriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Paul FloehAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Rodney Adam SchmitzAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Tommy Joe ScrogginsAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
John Bruce SteurerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Eric Jason VospetteAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Patricia Emmelyn BaumerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.