Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Mary Colleen BeckemeyerAmeriprise Financial Services, Inc.AXA Advisors, LLC$15001-31-2014
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$25005-06-2019
Sarah Beth Hartmann BurkemperAmeriprise Financial Services, Inc.Cetera Financial Specialists LLC$25007-19-2016
Stuart Evan SmithAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.03-16-2018
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones$10007-22-2019
David Wilson CrowAmeriprise Financial Services, Inc.Edward Jones$10002-19-2016
Joshua David WrightAmeriprise Financial Services, Inc.Edward Jones$33010-30-2015
Matthew Michael BeaverAmeriprise Financial Services, Inc.Edward Jones$10007-02-2015
Jason Christopher ImigAmeriprise Financial Services, Inc.Edward Jones10-27-2014
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
James Dennis ClaytonAmeriprise Financial Services, Inc.Edward Jones$25011-01-2013
Paul Dominic OrsoAmeriprise Financial Services, Inc.Edward Jones05-04-2011
Anthony Markland DonnellyAmeriprise Financial Services, Inc.Edward Jones11-26-2010
Michael A. HasapopoulosAmeriprise Financial Services, Inc.Edward Jones$50011-19-2010
Thomas Mark NovakAmeriprise Financial Services, Inc.Edward Jones$10012-01-2009
Victoria StegmannAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC02-03-2017
Danny George HirschAmeriprise Financial Services, Inc.FSC Securities Corporation$10011-12-2010
Alan Joseph ThomilsonAmeriprise Financial Services, Inc.Lincoln Financial Securities Corporation11-17-2017
Norman Brian SmithAmeriprise Financial Services, Inc.LPL Financial LLC$10010-07-2009
Lee ThurmanAmeriprise Financial Services, Inc.Mapa Investments, LLC07-14-2017
Heather HardmanAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2014
Sean Allen RobertsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10011-16-2012
William John LacyAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50008-04-2011
Matthew Ralph La PlantAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.