Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$2505-06-2019
Linda Ann BauwensAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.12-21-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-14-2018
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
Craig Alan ComstockAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5007-13-2018
Don Harlan GassAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Neal Evan AlsterAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15006-22-2018
Rusty L ReamAmeriprise Financial Services, Inc.Investment Professionals, Inc.$2506-22-2018
Mark John StegmannAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$7502-03-2017
Victoria StegmannAmeriprise Financial Services, Inc.Farmers Financial Solutions, LLC02-03-2017
David Wilson CrowAmeriprise Financial Services, Inc.Edward Jones$1002-19-2016
Joshua David WrightAmeriprise Financial Services, Inc.Edward Jones10-30-2015
Leonard Carley Bowers IIIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-25-2015
Geoffrey Taylor BowersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-25-2015
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5006-19-2015
Timothy K. SouhradaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC05-12-2015
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Philip Lance WellmanAmeriprise Financial Services, Inc.UBS Financial Services Inc.$15007-11-2014
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
James Dennis ClaytonAmeriprise Financial Services, Inc.Edward Jones$2511-01-2013
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2501-18-2013
Timothy Ren GinglesAmeriprise Financial Services, Inc.Waddell & Reed04-23-2012
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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