Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abigail Grace CrainAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC08-04-2014
Barry Wayne JateffAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$5006-22-2009
Betty Jean StewartAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Brett Alan DortonAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$2505-06-2019
Casey W. StickAmeriprise Financial Services, Inc.Edward Jones07-22-2019
Charles Walter Ladd Jr.Ameriprise Financial Services, Inc.Morgan Stanley & Co. LLC03-31-2009
Craig Alan ComstockAmeriprise Financial Services, Inc.Investment Professionals, Inc.$5007-13-2018
Craig Joseph BayesAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2511-14-2018
Danny George HirschAmeriprise Financial Services, Inc.FSC Securities Corporation$10011-12-2010
David Andrew SimsAmeriprise Financial Services, Inc.Edward Jones05-02-2014
David Paul FloehAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
David Scott BoersigAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5001-13-2012
David Wilson CrowAmeriprise Financial Services, Inc.Edward Jones$1002-19-2016
Dennis Jay PerskyAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5006-19-2015
Don Harlan GassAmeriprise Financial Services, Inc.Investment Professionals, Inc.$15007-03-2018
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Eric Jason VospetteAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Franz Michael BarresiAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5009-15-2011
Gary Douglas KulikAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Geoffrey Taylor BowersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC09-25-2015
Gordon Adam RennardAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Halina Jozefa ContiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Harry Curtis Ittner Jr.Ameriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$2501-18-2013
James Dennis ClaytonAmeriprise Financial Services, Inc.Edward Jones$2511-01-2013
James Franklin ThomasAmeriprise Financial Services, Inc.American Century Investment Services Inc.08-15-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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