Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Domenico MastropierroAmeriprise Financial Services, LLCCetera Investment Services LLC08-07-2020
John Thomas Straub SrAmeriprise Financial Services, LLCAvantax Investment Services, Inc.$1006-10-2020
Lawrence William BevilleAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-14-2019
Casey W StickAmeriprise Financial Services, LLCEdward Jones07-22-2019
Edward D CampbellAmeriprise Financial Services, LLCMorgan Stanley$10006-07-2019
Jeffrey Michael GartenAmeriprise Financial Services, LLCWaddell & Reed06-05-2019
Brett Alan DortonAmeriprise Financial Services, LLCCentury Securities Associates, Inc.$2505-06-2019
Timothy Allen HeuiserAmeriprise Financial Services, LLCMorgan Stanley$15012-07-2018
Craig Joseph BayesAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$2511-14-2018
James Franklin ThomasAmeriprise Financial Services, LLCAmerican Century Investment Services Inc.08-15-2018
Stuart Evan SmithAmeriprise Financial Services, LLCCUSO Financial Services, L.P.03-16-2018
Larry Dale MosierAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1005-26-2017
Victoria StegmannAmeriprise Financial Services, LLCFarmers Financial Solutions, LLC02-03-2017
Mark John StegmannAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$7502-03-2017
David Wilson CrowAmeriprise Financial Services, LLCEdward Jones$1002-19-2016
Joshua David WrightAmeriprise Financial Services, LLCEdward Jones$5010-30-2015
Leonard Carley Bowers IIIAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1509-25-2015
Dennis Jay PerskyAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5006-19-2015
Timothy K SouhradaAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-12-2015
Abigail Grace CrainAmeriprise Financial Services, LLCStrategic Advisers LLC08-04-2014
Philip Lance WellmanAmeriprise Financial Services, LLCUBS Financial Services Inc.07-11-2014
David Andrew SimsAmeriprise Financial Services, LLCEdward Jones05-02-2014
Harry Curtis Ittner JrAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$4601-18-2013
David Scott BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
Franz Michael BarresiAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$5109-15-2011
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.