Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Saunders MarchBenjamin F. Edwards & Company, Inc.First Trust Portfolios L.P.04-06-2020
Robert Lamar SpainhouerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-06-2020
Steven Warren CookeBenjamin F. Edwards & Company, Inc.Morgan Stanley10-09-2019
Steven Cole DukeBenjamin F. Edwards & Company, Inc.Edward Jones06-17-2019
Joshua Michael HayesBenjamin F. Edwards & Company, Inc.Waddell & Reed01-09-2019
Troy Allen WilliamsBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Nicholas Alexander HarrisBenjamin F. Edwards & Company, Inc.Raymond James Financial Services, Inc.11-12-2018
Merrill Vincent Snowden Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC11-02-2018
Nicole A. Avery-YoungBenjamin F. Edwards & Company, Inc.Morgan Stanley03-13-2017
William Patrick FerryBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.02-11-2016
Debra Lynne GoodwinBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC01-05-2015
Trent Robert RosenbloomBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-22-2014
Todd ThayerBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC08-15-2014
Margaret Katherine Wright DillBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-27-2014
James Hunter GrahamBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-18-2014
Eric Ryan BenchBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Jason G. ClouseBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC06-13-2014
Paula Kaye JudkinsBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-28-2014
Katherine Beth WorrellBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-28-2014
Bruce Ernest MeltonBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-27-2014
Samuel Albert AnnittoBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC05-21-2014
Thomas Jay RobbBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Diane HobartBenjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC03-28-2014
Kimberly Christine ChurchBenjamin F. Edwards & Company, Inc.Robert W. Baird & Co. Incorporated01-22-2014
Brian WilliamsBenjamin F. Edwards & Company, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2013
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Showing 1 to 25 of 190 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.