Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Joshua Michael Hayes | Benjamin F. Edwards & Company, Inc. | Waddell & Reed | — | 01-09-2019 |
| Troy Allen Williams | Benjamin F. Edwards & Company, Inc. | Raymond James Financial Services, Inc. | — | 11-12-2018 |
| Merrill Vincent Snowden Jr. | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-02-2018 |
| Nicole A. Avery-Young | Benjamin F. Edwards & Company, Inc. | Morgan Stanley | — | 03-13-2017 |
| Todd Thayer | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 08-15-2014 |
| Margaret Katherine Wright Dill | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 06-27-2014 |
| James Hunter Graham | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 06-18-2014 |
| Eric Ryan Bench | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 06-13-2014 |
| Jason G. Clouse | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 06-13-2014 |
| Paula Kaye Judkins | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 05-28-2014 |
| Katherine Beth Worrell | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 05-28-2014 |
| Bruce Ernest Melton | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 05-27-2014 |
| Thomas Jay Robb | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 03-28-2014 |
| Diane Hobart | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 03-28-2014 |
| Kimberly Christine Church | Benjamin F. Edwards & Company, Inc. | Robert W. Baird & Co. Incorporated | — | 01-22-2014 |
| Peter Charlton Budd Jr. | Benjamin F. Edwards & Company, Inc. | UBS Financial Services Inc. | — | 11-20-2013 |
| Nancy Jean Landolf | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-15-2013 |
| Jeffrey Neal Weiner | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-15-2013 |
| Brian Howard Rubin | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-15-2013 |
| Dawn N. Pilipchuk-Kruth | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-01-2013 |
| Nickolas Deane Pilipchuk | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 11-01-2013 |
| Mark Patterson Fellows | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 10-11-2013 |
| Tarin Linn Chiappa | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 07-02-2013 |
| Nicholas Thomas Barlotta III | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 05-03-2013 |
| Jeremy P. Jacobs | Benjamin F. Edwards & Company, Inc. | Wells Fargo Clearing Services, LLC | — | 02-01-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
