Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick T. ScottCambridge Investment Research, Inc.Voya Financial Advisors, Inc.06-12-2020
Michael Dean AllenCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$1701-02-2020
Terry D. HoltsclawCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.04-02-2019
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$2507-24-2018
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$5003-05-2018
Cathey Lynn WilliamsonCambridge Investment Research, Inc.First Heartland Capital, Inc.10-02-2017
William Joel IdlemanCambridge Investment Research, Inc.Edward Jones07-17-2017
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
William Richard HenksCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$2511-07-2016
David Keith HovisCambridge Investment Research, Inc.Cetera Advisor Networks LLC10-17-2016
Megan CanadayCambridge Investment Research, Inc.Farmers Financial Solutions, LLC10-17-2016
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$2507-14-2016
Vicki June LemastersCambridge Investment Research, Inc.VSR Financial Services, Inc.07-14-2016
Sheri Lynn ArensCambridge Investment Research, Inc.VSR Financial Services, Inc.07-14-2016
Ann Margaret CorbinCambridge Investment Research, Inc.MetLife Securities Inc.05-20-2016
Ronald Marshall KlineCambridge Investment Research, Inc.Parkland Securities, LLC$2501-14-2016
Erin Lane WidemanCambridge Investment Research, Inc.Money Concepts Capital Corp$10001-08-2016
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
Ricky Fletcher RileyCambridge Investment Research, Inc.Smith, Moore & Co.11-02-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.