Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Tonya L. McCampbellCambridge Investment Research, Inc.Broker Dealer Financial Services Corp.10-20-2018
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
William Joel IdlemanCambridge Investment Research, Inc.Edward Jones07-17-2017
Terry D. HoltsclawCambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$5010-19-2018
William Richard HenksCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$2511-07-2016
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$2507-24-2018
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ronald Marshall KlineCambridge Investment Research, Inc.Parkland Securities, LLC$2501-14-2016
Matthew T. ShullCambridge Investment Research, Inc.Pruco Securities, LLC.07-21-2015
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.04-02-2019
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Ricky Fletcher RileyCambridge Investment Research, Inc.Smith, Moore & Co.11-02-2015
Kenneth Scott MergenCambridge Investment Research, Inc.StanCorp Equities, Inc.02-06-2014
Ronald Wayne KlenkeCambridge Investment Research, Inc.Sunset Financial Services, Inc.$5006-19-2012
Thomas Robert Reed IIICambridge Investment Research, Inc.Sunset Financial Services, Inc.06-18-2012
Raymond William McCrayCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.05-13-2013
Mark Allen MertensCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.$1009-30-2015
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$1007-14-2016
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed03-05-2018

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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