Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Adrian Freund StillmanCambridge Investment Research, Inc.Lakeview Capital Partners, LLC04-01-2016
Andrew Lee DenneyCambridge Investment Research, Inc.The O.N. Equity Sales Company07-16-2010
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Anthony Dwayne RichCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.09-30-2015
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Clyde Duane SmithCambridge Investment Research, Inc.Cetera Investment Services LLC11-01-2009
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation$2501-27-2017
David Harold JacobsmeyerCambridge Investment Research, Inc.Lakeview Capital Partners, LLC$12004-02-2016
Derek Jay MitchellCambridge Investment Research, Inc.Next Financial Group, Inc.05-01-2009
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$103-05-2018
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$1007-14-2016
Kenan Anderson GodfreyCambridge Investment Research, Inc.MML Distributors, LLC05-01-2013
Lisa Diane JonesCambridge Investment Research, Inc.MetLife Securities Inc.03-10-2014
Mark Allen MertensCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.$1009-30-2015
Matthew Tyler ShullCambridge Investment Research, Inc.Pruco Securities, LLC.$25007-21-2015
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$5007-24-2018
Mitchell L. WashingtonCambridge Investment Research, Inc.First Heartland Capital, Inc.$104-01-2012
Raymond William MccrayCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.05-13-2013
Ricky Fletcher RileyCambridge Investment Research, Inc.Smith, Moore & Co.$2511-02-2015
Ronald Marshall KlineCambridge Investment Research, Inc.Parkland Securities, LLC$2501-14-2016
Ronald Wayne KlenkeCambridge Investment Research, Inc.Sunset Financial Services, Inc.$5006-19-2012
Sheri Lynn ArensCambridge Investment Research, Inc.VSR Financial Services, Inc.07-14-2016
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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