Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Andrew Lee DenneyCambridge Investment Research, Inc.The O.N. Equity Sales Company07-16-2010
Andrew Maurice FlatteryCambridge Investment Research, Inc.BMO Harris Financial Advisors, Inc.$15009-21-2018
Ann Margaret CorbinCambridge Investment Research, Inc.MetLife Securities Inc.05-20-2016
Anthony Dwayne RichCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.09-30-2015
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
Brett Alan ParkerCambridge Investment Research, Inc.Royal Alliance Associates, Inc.04-02-2019
Cathey Lynn WilliamsonCambridge Investment Research, Inc.First Heartland Capital, Inc.10-02-2017
Clyde Duane SmithCambridge Investment Research, Inc.Cetera Investment Services LLC11-01-2009
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
David Keith HovisCambridge Investment Research, Inc.Cetera Advisor Networks LLC10-17-2016
Derek Jay MitchellCambridge Investment Research, Inc.Next Financial Group, Inc.05-01-2009
Erin Lane WidemanCambridge Investment Research, Inc.Money Concepts Capital Corp$10001-08-2016
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$5003-05-2018
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$2507-14-2016
Kenan Anderson GodfreyCambridge Investment Research, Inc.MML Distributors, LLC05-01-2013
Kenneth Scott MergenCambridge Investment Research, Inc.StanCorp Equities, Inc.02-06-2014
Mark Allen MertensCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.$1009-30-2015
Matthew T. ShullCambridge Investment Research, Inc.Pruco Securities, LLC.07-21-2015
Megan CanadayCambridge Investment Research, Inc.Farmers Financial Solutions, LLC10-17-2016
Michael Alan OrrCambridge Investment Research, Inc.LPL Financial LLC$2507-24-2018
Michael Benedict MoloneyCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.$5009-30-2015
Michael Dean AllenCambridge Investment Research, Inc.Royal Alliance Associates, Inc.$1701-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.