Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin David JohnsonCambridge Investment Research, Inc.Securities America, Inc.05-17-2018
William Joel IdlemanCambridge Investment Research, Inc.Edward Jones07-17-2017
Adam Lake BethelCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Ashton Nicole WolterCambridge Investment Research, Inc.National Planning Corporation01-27-2017
Sheri Lynn ArensCambridge Investment Research, Inc.VSR Financial Services, Inc.07-14-2016
Vicki June LemastersCambridge Investment Research, Inc.VSR Financial Services, Inc.07-14-2016
Adrian Freund StillmanCambridge Investment Research, Inc.Lakeview Capital Partners, LLC04-01-2016
John George PileggiCambridge Investment Research, Inc.C C F Investments, Inc.01-04-2016
Anthony Dwayne RichCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.09-30-2015
Lisa Diane JonesCambridge Investment Research, Inc.MetLife Securities Inc.03-10-2014
Raymond William MccrayCambridge Investment Research, Inc.Talcott Resolution Distribution Company, Inc.05-13-2013
Kenan Anderson GodfreyCambridge Investment Research, Inc.MML Distributors, LLC05-01-2013
Andrew Lee DenneyCambridge Investment Research, Inc.The O.N. Equity Sales Company07-16-2010
Clyde Duane SmithCambridge Investment Research, Inc.Cetera Investment Services LLC11-01-2009
Terry Lynn NibargerCambridge Investment Research, Inc.Cetera Investment Services LLC11-01-2009
Derek Jay MitchellCambridge Investment Research, Inc.Next Financial Group, Inc.05-01-2009
Jennifer Marie StangleCambridge Investment Research, Inc.Waddell & Reed$103-05-2018
Thomas Robert Reed IIICambridge Investment Research, Inc.Sunset Financial Services, Inc.$106-18-2012
Mitchell L. WashingtonCambridge Investment Research, Inc.First Heartland Capital, Inc.$104-01-2012
John Raymond LowryCambridge Investment Research, Inc.VSR Financial Services, Inc.$1007-14-2016
Mark Allen MertensCambridge Investment Research, Inc.Universal Financial Planning Consultants, Inc.$1009-30-2015
Todd Allen NyeCambridge Investment Research, Inc.Independent Financial Group, LLC$2510-19-2018
David Edwin BethelCambridge Investment Research, Inc.National Planning Corporation$2501-27-2017
William Richard HenksCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$2511-07-2016
Ronald Marshall KlineCambridge Investment Research, Inc.Parkland Securities, LLC$2501-14-2016
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.