Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Shelby E. Terrill | Century Securities Associates, Inc. | AXA Advisors, LLC | $13 | 06-29-2016 |
| Richard Joseph Boehm Jr. | Century Securities Associates, Inc. | Citigroup Global Markets Inc. | $25 | 05-18-2009 |
| John Jason Bish | Century Securities Associates, Inc. | Citigroup Global Markets Inc. | — | 03-09-2009 |
| Eric Michael Westall | Century Securities Associates, Inc. | Edward Jones | — | 04-05-2016 |
| Andrew Joseph Conran | Century Securities Associates, Inc. | Edward Jones | — | 04-27-2012 |
| Lawrence Joseph Smith | Century Securities Associates, Inc. | Hilltop Securities Inc. | — | 08-07-2009 |
| Michael William Sirianni | Century Securities Associates, Inc. | LPL Financial LLC | $10 | 10-03-2014 |
| Karl C. Walz | Century Securities Associates, Inc. | Morgan Stanley | $100 | 06-27-2017 |
| Scott Alan Latshaw | Century Securities Associates, Inc. | Stifel, Nicolaus & Company, Incorporated | $50 | 01-04-2011 |
| Kathryn Vlerebome Kittredge | Century Securities Associates, Inc. | Stifel, Nicolaus & Company, Incorporated | — | 09-22-2009 |
| Lawrence Ira Reitars | Century Securities Associates, Inc. | Stifel, Nicolaus & Company, Incorporated | — | 04-27-2009 |
| Dana Thomas Radavich | Century Securities Associates, Inc. | Stifel, Nicolaus & Company, Incorporated | — | 01-02-2009 |
| Emmett Dewitt Newton III | Century Securities Associates, Inc. | Wells Fargo Clearing Services, LLC | — | 06-15-2009 |
Showing 1 to 13 of 13 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
