Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric PetersonCommonwealth Financial NetworkSecurities America, Inc.$7509-06-2011
Lyall William FriedlineCommonwealth Financial NetworkUSA Financial Securities Corporation$2506-17-2020
Mark Robert WitthausCommonwealth Financial NetworkB. Riley Wealth Management12-02-2019
John C WahlCommonwealth Financial NetworkB. Riley Wealth Management12-02-2019
James GuraCommonwealth Financial NetworkOppenheimer & Co. Inc.$15011-30-2018
Jamie Brett KingCommonwealth Financial NetworkInvestment Centers of America, Inc.$2610-16-2017
Scott Joseph WilsonCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.09-02-2016
Bradley Wayne PrewittCommonwealth Financial NetworkU.S. Bancorp Investments, Inc.09-02-2016
Bruce Anthony CramerCommonwealth Financial NetworkCetera Advisors LLC$5009-18-2014
Dawn Marie CramerCommonwealth Financial NetworkCetera Advisors LLC09-18-2014
Mark Justin GubernikCommonwealth Financial NetworkEdward Jones$5004-11-2014
Richard Craig FitzerCommonwealth Financial NetworkMML Investors Services, LLC01-16-2013
Eric Knute PetersonCommonwealth Financial NetworkSecurities America, Inc.$10008-01-2011
Luz B ElfikiCommonwealth Financial NetworkNew England Securities12-03-2010
James William KelleyCommonwealth Financial NetworkThe O.N. Equity Sales Company$10012-21-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.