Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward MaglichEdward JonesWoodbury Financial Services, Inc.09-29-2020
Daniel Jason SeitzEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-31-2020
Brandon Scott FairEdward JonesJ.P. Morgan Institutional Investments Inc.06-08-2020
Nicholas Stephen MatlockEdward JonesCharles Schwab & Co., Inc.04-08-2020
Timothy Joseph JacobsmeyerEdward JonesWells Fargo Clearing Services, LLC03-31-2020
Leonard A ToccoEdward JonesNorthwestern Mutual Investment Services, LLC03-26-2020
Brian Thomas MartinEdward JonesBankers Life Securities, Inc.01-17-2020
Andrew J BriesacherEdward JonesDuncan Financial Management, Inc.01-14-2020
James Eric HaunEdward JonesWells Fargo Clearing Services, LLC01-07-2020
Eugene Michael DuffyEdward JonesAnnex Wealth Management, LLC$15012-04-2019
Brittney Nicole OBrienEdward JonesWells Fargo Clearing Services, LLC11-08-2019
Nancy Catherine VogtEdward JonesTD Ameritrade, Inc.10-09-2019
Andrew Amberg PaulhusEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Jacob Michael VinsonEdward JonesRaymond James & Associates, Inc.09-06-2019
Kevin Lee SullivanEdward JonesTD Ameritrade, Inc.08-06-2019
Adam R MonicalEdward JonesTD Ameritrade, Inc.08-05-2019
James Francis MancusoEdward JonesUMB Financial Services, Inc.$2508-01-2019
Paul L BanksEdward JonesPrivate Client Services, LLC$25007-19-2019
Brea Nicole TabernikEdward JonesWells Fargo Clearing Services, LLC07-12-2019
Heath Franklin FultonEdward JonesU.S. Bancorp Investments, Inc.07-12-2019
John Dillon SchlessEdward JonesTIAA-CREF Individual & Institutional Services, LLC$5007-05-2019
Cameron HarrisEdward JonesInfinex Investments, Inc.07-01-2019
Van E Eugene PhippsEdward JonesJ.P. Morgan Securities LLC06-26-2019
Heath Michael CatoEdward JonesPNC Investments06-24-2019
Chris B BentlerEdward JonesMorgan Stanley$2505-30-2019
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Showing 1 to 25 of 139 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.