Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Carl Pemberton Jr.Farmers Financial Solutions, LLCCetera Investment Services LLC$4008-06-2018
Michael James CaplesFarmers Financial Solutions, LLCCountry Capital Management Company01-29-2018
Mark Hwaley ChaoFarmers Financial Solutions, LLCCapital Management Services, Inc.12-26-2017
Michael Grant BrumleyFarmers Financial Solutions, LLCMoney Concepts Capital Corp10-30-2017
Daniel Wayne ChapmanFarmers Financial Solutions, LLCState Farm VP Management Corp.08-15-2017
Lenny Dale CarverFarmers Financial Solutions, LLCBankers Life Securities, Inc.08-10-2017
Robert Horace Parker Jr.Farmers Financial Solutions, LLCHD Vest Investment Services05-25-2017
John Bradley GarrettFarmers Financial Solutions, LLCKestra Investment Services, LLC05-16-2017
Ben J. HaganFarmers Financial Solutions, LLCState Farm VP Management Corp.02-27-2017
Donald Carlton Thomas Jr.Farmers Financial Solutions, LLCCountry Capital Management Company01-19-2017
Donald Wayne WhiteFarmers Financial Solutions, LLCCountry Capital Management Company01-09-2017
Jason Lynn SparksFarmers Financial Solutions, LLCPruco Securities, LLC.12-13-2016
Brent Merle WeisenbornFarmers Financial Solutions, LLCBankers & Investors Co.10-07-2016
David John PotterFarmers Financial Solutions, LLCCountry Capital Management Company09-01-2016
Jett Barker SmithFarmers Financial Solutions, LLCMML Investors Services, LLC05-11-2016
Lance Eugene WileyFarmers Financial Solutions, LLCFBL Marketing Services, LLC03-03-2016
Jennifer Lynn CreedFarmers Financial Solutions, LLCState Farm VP Management Corp.01-12-2016
Dustin Wayne GrahamFarmers Financial Solutions, LLCState Farm VP Management Corp.11-24-2015
Brent Jordan McguireFarmers Financial Solutions, LLCState Farm VP Management Corp.01-29-2015
Edward Alan ReedFarmers Financial Solutions, LLCParkland Securities, LLC05-28-2014
Leslie Renee HefferonFarmers Financial Solutions, LLCNorthwestern Mutual Investment Services, LLC05-22-2014
Jeffrey Scott CroseFarmers Financial Solutions, LLCState Farm VP Management Corp.04-22-2013
Christopher Robert MarischenFarmers Financial Solutions, LLCCambridge Investment Research, Inc.07-12-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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