Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jimmy Al HolmesFirst Heartland Capital, Inc.USA Financial Securities Corporation$5002-04-2019
Christopher Arnold SparksFirst Heartland Capital, Inc.USA Financial Securities Corporation$108-08-2018
James Theodore BukowskyFirst Heartland Capital, Inc.Questar Capital Corporation$10011-14-2017
James Howard MeadersFirst Heartland Capital, Inc.Hornor, Townsend & Kent, LLC03-16-2017
Daniel LunguFirst Heartland Capital, Inc.Portsmouth Financial Services07-01-2016
Hugh Michau CannonFirst Heartland Capital, Inc.Cambridge Investment Research, Inc.$5009-17-2015
Samuel M HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC$102-10-2015
Hoi Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Tony Agha BaroutiFirst Heartland Capital, Inc.LPL Financial LLC05-12-2014
Robert Matthews WilliamsFirst Heartland Capital, Inc.Signator Investors, Inc.$108-08-2013
Kevin Thomas Madras Sr.First Heartland Capital, Inc.Voya Financial Advisors, Inc.07-16-2013
Brittany Elaine CrossFirst Heartland Capital, Inc.Avalon Investment & Securities Group, Inc.04-01-2013
Peter Dennis BogettoFirst Heartland Capital, Inc.LPL Financial LLC$5003-18-2013
DAVID ALBERT WEISFirst Heartland Capital, Inc.Woodbury Financial Services, Inc.01-02-2013
Angela Marie CaroselloFirst Heartland Capital, Inc.Edward Jones04-16-2012
Susan Michelle HemminghausFirst Heartland Capital, Inc.Edward Jones03-26-2012
Daniel Orellano Jr.First Heartland Capital, Inc.B. Riley Wealth Management$102-10-2012
Lawrence Allan BlumenfeldFirst Heartland Capital, Inc.Principal Securities, Inc.01-04-2012
Joseph Bryan MiltonFirst Heartland Capital, Inc.Allstate Financial Services, LLC$2504-13-2011
Mitchell L. WashingtonFirst Heartland Capital, Inc.U.S. Bancorp Investments, Inc.03-01-2011
Robert Emmet ZimmermannFirst Heartland Capital, Inc.Walnut Street Securities, Inc.$109-20-2010
Cathey Lynn WilliamsonFirst Heartland Capital, Inc.LPL Financial LLC02-11-2010
Garrett Wayne MoretzFirst Heartland Capital, Inc.Allegiant Securities L.L.C.12-11-2009
Toni Marie SamsFirst Heartland Capital, Inc.ValMark Securities, Inc.11-20-2009
Roger Allen LintnerFirst Heartland Capital, Inc.Voya Financial Advisors, Inc.$110-29-2009
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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