Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett Wayne MoretzFirst Heartland Capital, Inc.Allegiant Securities L.L.C.12-11-2009
Joseph Bryan MiltonFirst Heartland Capital, Inc.Allstate Financial Services, LLC$2504-13-2011
Brittany Elaine CrossFirst Heartland Capital, Inc.Avalon Investment & Securities Group, Inc.04-01-2013
Daniel Orellano Jr.First Heartland Capital, Inc.B. Riley Wealth Management$2502-10-2012
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.01-02-2009
Hugh Michau CannonFirst Heartland Capital, Inc.Cambridge Investment Research, Inc.$5009-17-2015
Angela Marie CaroselloFirst Heartland Capital, Inc.Edward Jones$2504-16-2012
Susan Michelle HemminghausFirst Heartland Capital, Inc.Edward Jones03-26-2012
Matthew Edward FrechetteFirst Heartland Capital, Inc.Global Atlantic Distributors, LLC01-05-2009
James Howard MeadersFirst Heartland Capital, Inc.Hornor, Townsend & Kent, LLC03-16-2017
Julie Elizabeth Burke HallFirst Heartland Capital, Inc.Lincoln Financial Advisors Corporation10-07-2009
Kenneth Daniel CoeFirst Heartland Capital, Inc.Lincoln Financial Advisors Corporation$5006-02-2009
Tony Agha BaroutiFirst Heartland Capital, Inc.LPL Financial LLC05-12-2014
Peter Dennis BogettoFirst Heartland Capital, Inc.LPL Financial LLC03-18-2013
Cathey Lynn WilliamsonFirst Heartland Capital, Inc.LPL Financial LLC$1002-11-2010
Samuel M. HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC02-10-2015
Hoi Lee Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Daniel LunguFirst Heartland Capital, Inc.Portsmouth Financial Services07-01-2016
Lawrence Allan BlumenfeldFirst Heartland Capital, Inc.Principal Securities, Inc.01-04-2012
James Theodore BukowskyFirst Heartland Capital, Inc.Questar Capital Corporation$10011-14-2017
Robert Matthews WilliamsFirst Heartland Capital, Inc.Signator Investors, Inc.08-08-2013
Curtis Edwin BrubakerFirst Heartland Capital, Inc.Thrivent Investment Management Inc.06-22-2009
Mitchell L. WashingtonFirst Heartland Capital, Inc.U.S. Bancorp Investments, Inc.03-01-2011
Brian Robert FrankeFirst Heartland Capital, Inc.UBS Financial Services Inc.$1006-01-2009
Jimmy Al HolmesFirst Heartland Capital, Inc.USA Financial Securities Corporation$5002-04-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.