Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Bryan MiltonFirst Heartland Capital, Inc.Allstate Financial Services, LLC$2504-13-2011
Brittany Elaine CrossFirst Heartland Capital, Inc.Avalon Investment & Securities Group, Inc.04-01-2013
Daniel Orellano Jr.First Heartland Capital, Inc.B. Riley Wealth Management$1002-10-2012
Randall Jay SchulmanFirst Heartland Capital, Inc.Brokers International Financial Services, LLC.$1001-02-2009
Hugh Michau CannonFirst Heartland Capital, Inc.Cambridge Investment Research, Inc.$5009-17-2015
Michael Joseph Cavalier Jr.First Heartland Capital, Inc.Centerre Capital LLC10-31-2013
James Howard MeadersFirst Heartland Capital, Inc.Hornor, Townsend & Kent, LLC03-16-2017
Peter Dennis BogettoFirst Heartland Capital, Inc.LPL Financial LLC03-18-2013
Samuel M. HagemannFirst Heartland Capital, Inc.MML Investors Services, LLC02-10-2015
Hoi Lee Lee KoFirst Heartland Capital, Inc.National Planning Corporation08-06-2014
Lawrence Allan BlumenfeldFirst Heartland Capital, Inc.Principal Securities, Inc.01-04-2012
James Theodore BukowskyFirst Heartland Capital, Inc.Questar Capital Corporation$10011-14-2017
Robert Matthews WilliamsFirst Heartland Capital, Inc.Signator Investors, Inc.08-08-2013
Curtis Edwin BrubakerFirst Heartland Capital, Inc.Thrivent Investment Management Inc.06-22-2009
Jimmy Al HolmesFirst Heartland Capital, Inc.USA Financial Securities Corporation$5002-04-2019
Christopher A. SparksFirst Heartland Capital, Inc.USA Financial Securities Corporation08-08-2018
Toni Marie SamsFirst Heartland Capital, Inc.ValMark Securities, Inc.11-20-2009
Roger Allen LintnerFirst Heartland Capital, Inc.Voya Financial Advisors, Inc.10-29-2009
Robert Emmet ZimmermannFirst Heartland Capital, Inc.Walnut Street Securities, Inc.09-20-2010
David Edwin BieberFirst Heartland Capital, Inc.Walnut Street Securities, Inc.09-30-2009
Kenneth Merrill BlitzFirst Heartland Capital, Inc.Walnut Street Securities, Inc.09-29-2009

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.