Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James KickhamLPL Financial LLCFSC Securities Corporation$5006-04-2019
Karl Byron KimeLPL Financial LLCSimmons First Investment Group, Inc.$103-20-2019
Benjamin Bin Bin AnLPL Financial LLCCetera Financial Specialists LLC$110-29-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Shean Elton FletcherLPL Financial LLCEdward Jones$110-05-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
Michael Chad WaltonLPL Financial LLCEdward Jones$10006-19-2018
Larry BridwellLPL Financial LLCLincoln Financial Distributors, Inc.06-15-2018
Steven James HasenmuellerLPL Financial LLCVoya Financial Advisors, Inc.05-31-2018
Jason Allan KrekeLPL Financial LLCEdward Jones02-27-2018
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
Andrew Jon MccollumLPL Financial LLCNational Planning Corporation11-29-2017
Brenda Joy NaegerLPL Financial LLCNational Planning Corporation$1411-29-2017
Charles Dean RappLPL Financial LLCInvestment Centers of America, Inc.$1011-29-2017
Christopher Kit HarrellLPL Financial LLCNational Planning Corporation11-29-2017
Clifford Sledge Jr.LPL Financial LLCNational Planning Corporation$111-29-2017
Cody Jackson FosterLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Darin James LaymanLPL Financial LLCNational Planning Corporation11-29-2017
David Sterling GlaserLPL Financial LLCNational Planning Corporation11-29-2017
Dennis Harry KarstensLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Irene Lucretia MeyersLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Isaac Seth GardnerLPL Financial LLCNational Planning Corporation11-29-2017
Jason Wayne MalottLPL Financial LLCNational Planning Corporation11-29-2017
Jeffrey Andrew David Jr.LPL Financial LLCNational Planning Corporation11-29-2017
Next Page »

Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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