Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Michelle R. SmithLPL Financial LLCArvest Wealth Management$1711-02-2016
Mark Steven HayekLPL Financial LLCB. Riley Wealth Management$1010-30-2015
Thomas Herbert ThorntonLPL Financial LLCBMO Harris Financial Advisors, Inc.07-21-2016
Etta Christene PhillipsLPL Financial LLCBOK Financial Services, Inc.01-17-2013
Andrew DenneyLPL Financial LLCCambridge Investment Research$25710-29-2015
Kevin Wayne DuncanLPL Financial LLCCambridge Investment Research, Inc.02-05-2018
John BezdichekLPL Financial LLCCetera$5005-13-2016
John Paul BezdichekLPL Financial LLCCetera Advisors LLC$1005-13-2016
Benjamin Bin AnLPL Financial LLCCetera Financial Specialists LLC10-29-2018
Gary Steven ShellerLPL Financial LLCCutter & Company, Inc.$3009-29-2017
Ashley E. ArnoldLPL Financial LLCCutter & Company, Inc.09-29-2017
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Sean A ScotneyLPL Financial LLCEdward Jones$1006-07-2019
Michael Chad WaltonLPL Financial LLCEdward Jones$10006-19-2018
Benjamin Carlton CauthornLPL Financial LLCEdward Jones$2611-13-2017
Kevin Warren YingstLPL Financial LLCEdward Jones$5003-20-2017
Louis WrayLPL Financial LLCEdward Jones$12103-06-2017
David Charles La RueLPL Financial LLCEdward Jones$5011-07-2016
Curtis Randall GreenLPL Financial LLCEdward Jones10-31-2016
Taysha Colvin PattersonLPL Financial LLCEdward Jones10-11-2016
Benjamin Gregory TobenLPL Financial LLCEdward Jones$1008-31-2016
Eric Xavier AnderhubLPL Financial LLCEdward Jones$1005-26-2016
Nathan P. MorseLPL Financial LLCEdward Jones$1011-30-2015
Next Page »

Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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