Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Wilford Briscoe IILPL Financial LLCSmith, Moore & Co.08-29-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Sean A ScotneyLPL Financial LLCEdward Jones$1006-07-2019
Michael James KickhamLPL Financial LLCThe Retirement Group, LLC$5006-04-2019
Steven Dean DerrLPL Financial LLCHD Vest Investment Services05-01-2019
Steven Robert Otis MahoneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Trevor Sean GrahamLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-25-2019
Benjamin Bin AnLPL Financial LLCCetera Financial Specialists LLC10-29-2018
Matthew Ralph La PlantLPL Financial LLCAmeriprise Financial Services, Inc.10-25-2018
Jennifer Malone, Andrew Rogers, Adam Hawley, Steve MinshullLPL Financial LLCWaddell & Reed$23208-21-2018
William Gregg ChamberlinLPL Financial LLCSecurities America, Inc.$5008-21-2018
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Jennifer Erin MaloneLPL Financial LLCWaddell & Reed08-21-2018
Stephen Charles MinshullLPL Financial LLCWaddell & Reed08-21-2018
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Michael Chad WaltonLPL Financial LLCEdward Jones$10006-19-2018
Larry BridwellLPL Financial LLCLincoln Financial Distributors, Inc.06-15-2018
Steven James HasenmuellerLPL Financial LLCVoya Financial Advisors, Inc.05-31-2018
James Baker WatsonLPL Financial LLCINVEST Financial Corporation$25002-14-2018
Bradley Thomas WastlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Mary Teresa Alsup NiedergerkeLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Jeffrey Gene BoessenLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Brent Taylor Murphree Jr.LPL Financial LLCINVEST Financial Corporation$5502-14-2018
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Showing 1 to 25 of 159 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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