Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.01-14-2009
Daniel Jordan KleinLPL Financial LLCRoyal Alliance Associates, Inc.04-09-2009
James Janus OrtynLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2009
Scott Patrick ConnorsLPL Financial LLCUBS Financial Services Inc.$2504-23-2009
Larry John VawterLPL Financial LLCWells Fargo Clearing Services, LLC$5006-11-2009
Donald Paul Aulbert IILPL Financial LLCWells Fargo Clearing Services, LLC$5006-22-2009
Victor Waite McCoolLPL Financial LLCH&R Block Financial Advisors, Inc.$2507-07-2009
David Lee KaplanLPL Financial LLCEdward Jones$10008-17-2009
Benjamin Franklin HoeftLPL Financial LLCAllianz Life Financial Services, LLC09-03-2009
William E Benner Jr.LPL Financial LLCEdward Jones10-07-2009
Richard Scott KaufmannLPL Financial LLCEdward Jones$5011-05-2009
John Brian ChmielewskiLPL Financial LLCInvestment Planners, Inc.$5011-13-2009
Thomas George GehaLPL Financial LLCSagePoint Financial, Inc.$111-18-2009
John David JespersenLPL Financial LLCEdward Jones04-30-2010
Sandra Marie CallierLPL Financial LLCEdward Jones$1005-14-2010
Stephen Brent SutterLPL Financial LLCWells Fargo Clearing Services, LLC06-24-2010
David Glasgow Hibbard Sr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-24-2010
Steven A. BumberaLPL Financial LLCRaymond James Financial Services, Inc.$1006-30-2010
Christopher Allen ShadowensLPL Financial LLCPurshe Kaplan Sterling Investments07-27-2010
Carol Lynn BadstebnerLPL Financial LLCWells Fargo Clearing Services, LLC$10008-02-2010
Jimmy A. EnlowLPL Financial LLCEdward Jones09-27-2010
Christopher Scott DurrLPL Financial LLCWells Fargo Clearing Services, LLC$1010-15-2010
Jay Grant VirtueLPL Financial LLCEdward Jones10-22-2010
David Holt WorleyLPL Financial LLCNational Planning Corporation12-06-2010
Timothy Joseph BanksLPL Financial LLCNational Planning Corporation12-08-2010
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.