Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron James SchmitzLPL Financial LLCSecurities America, Inc.04-30-2020
Adam Charles HawleyLPL Financial LLCWaddell & Reed08-21-2018
Alan SpragginsLPL Financial LLCEdward Jones02-05-2020
Amanda Lynn BarcliffLPL Financial LLCMorgan Keegan & Company, Inc.01-14-2009
Amy A. Weseloh GrayLPL Financial LLCKovack Securities Inc.12-19-2014
Andrew Dale LohmeyerLPL Financial LLCEdward Jones$1010-09-2012
Andrew David RogersLPL Financial LLCWaddell & Reed08-21-2018
Andrew Lee DenneyLPL Financial LLCCambridge Investment Research, Inc.10-29-2015
Anthony Michael PietroburgoLPL Financial LLCSecurian Financial Services, Inc.05-29-2013
Antoinette Bossola DisanoLPL Financial LLCWells Fargo Clearing Services, LLC06-14-2013
April Anastasia CondoLPL Financial LLCVoya Financial Advisors, Inc.12-20-2012
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Ashley E. ArnoldLPL Financial LLCCutter & Company, Inc.09-29-2017
Barbara Jean PaulLPL Financial LLCSpire Securities, LLC$2509-30-2014
Benjamin Bin AnLPL Financial LLCCetera Financial Specialists LLC10-29-2018
Benjamin Carlton CauthornLPL Financial LLCEdward Jones$2611-13-2017
Benjamin Franklin HoeftLPL Financial LLCAllianz Life Financial Services, LLC09-03-2009
Benjamin Gregory TobenLPL Financial LLCEdward Jones$1008-31-2016
Brandon Brooks NicklasLPL Financial LLCSecurities America, Inc.$5004-30-2020
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Denver DixonLPL Financial LLCVoya Financial Advisors, Inc.$5012-20-2012
Brian Lee BoehleLPL Financial LLCEdward Jones08-17-2015
Bruce Michael WiitalaLPL Financial LLCImpactive Advisors LLC08-18-2017
Bruce Wayne GlennLPL Financial LLCEdward Jones07-29-2011
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Showing 1 to 25 of 198 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.