Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee KaplanLPL Financial LLCEdward Jones$10008-17-2009
William E Benner Jr.LPL Financial LLCEdward Jones10-07-2009
Richard Scott KaufmannLPL Financial LLCEdward Jones$5011-05-2009
John David JespersenLPL Financial LLCEdward Jones04-30-2010
Sandra Marie CallierLPL Financial LLCEdward Jones$1005-14-2010
Jimmy A. EnlowLPL Financial LLCEdward Jones09-27-2010
Jay Grant VirtueLPL Financial LLCEdward Jones10-22-2010
Douglas Lane BenteleLPL Financial LLCEdward Jones$1002-22-2011
David G. Domian Jr.LPL Financial LLCEdward Jones03-24-2011
Jeffrey Michael RenaudLPL Financial LLCEdward Jones05-18-2011
Marshall Ryan DarbyLPL Financial LLCEdward Jones05-20-2011
Lisle Max RamseyLPL Financial LLCEdward Jones06-24-2011
Bruce Wayne GlennLPL Financial LLCEdward Jones07-29-2011
Mark Allen KirkpatrickLPL Financial LLCEdward Jones$2508-10-2011
David George GroneLPL Financial LLCEdward Jones$5009-06-2011
Marvin L. MitchellLPL Financial LLCEdward Jones01-03-2012
Mark Evan BeckrichLPL Financial LLCEdward Jones$1004-20-2012
Mark Joseph LienLPL Financial LLCEdward Jones04-24-2012
Thomas Shaw GoodenLPL Financial LLCEdward Jones05-23-2012
Patrick John LodesLPL Financial LLCEdward Jones08-19-2012
Joseph Daniel Lodes Sr.LPL Financial LLCEdward Jones$2508-20-2012
Andrew Dale LohmeyerLPL Financial LLCEdward Jones$1010-09-2012
David P SwaykusLPL Financial LLCEdward Jones11-12-2012
Craig A. WinklerLPL Financial LLCEdward Jones03-01-2013
Christopher Jon SwensonLPL Financial LLCEdward Jones$5007-29-2013
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.