Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.
Recruiting Scoreboard (Q4 2020)
|Adviser(s)||Firm joining||Firm leaving||AUM ($M)||Date|
|Jennifer Malone Andrew Rogers Adam Hawley Steve Minshull||LPL Financial LLC||Waddell & Reed||$232||08-21-2018|
|Michael Garden Alexandra Kurth Craig Kurth Herman Lall Jared Reynolds Christopher Wade Carroll Wilkerson Ryan Wilkerson||LPL Financial LLC||Waddell & Reed||$430||01-05-2017|
|Adam Charles Hawley||LPL Financial LLC||Waddell & Reed||—||08-21-2018|
|Jennifer Erin Malone||LPL Financial LLC||Waddell & Reed||—||08-21-2018|
|Stephen Charles Minshull||LPL Financial LLC||Waddell & Reed||—||08-21-2018|
|Wesley Lowell Hazelrigg||LPL Financial LLC||Waddell & Reed||—||06-29-2017|
|James Michael Schank||LPL Financial LLC||Waddell & Reed||—||01-05-2017|
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.