Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nina Marie PentinoLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-23-2019
John Gaspar GatewoodLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Aaron C. TuttleLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Brian Christopher McGeehonLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Christina Nicole MeglioLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Daniel James GoeddelLPL Financial LLCNorthwestern Mutual Investment Services, LLC11-22-2019
Keith Alan VanhoyLPL Financial LLCAvantax Investment Services, Inc.11-14-2019
Caleb Sutton MedleyLPL Financial LLCEdward Jones11-04-2019
Keith Lovell CashLPL Financial LLCCommerce Brokerage Services, Inc.09-04-2019
Thomas Edward BloemkeLPL Financial LLCFarmers Financial Solutions, LLC$50009-03-2019
John Wilford Briscoe IILPL Financial LLCSmith, Moore & Co.$10008-29-2019
Teresa Margaret WhiteLPL Financial LLCEdward Jones$10008-12-2019
John Hubbard AndersonLPL Financial LLCWells Fargo Advisors Financial Network, LLC08-05-2019
Gregory Bruce HallLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10007-24-2019
Garry Dale WeissLPL Financial LLCCetera Financial Specialists LLC$10007-16-2019
Armahn HadjianLPL Financial LLCEdward Jones07-09-2019
Rickey Shawn EzellLPL Financial LLCEdward Jones06-17-2019
Sean A ScotneyLPL Financial LLCEdward Jones$10006-07-2019
John Joseph Skowronski IILPL Financial LLCSecurities America, Inc.06-06-2019
Michael James KickhamLPL Financial LLCThe Retirement Group, LLC$50006-04-2019
Steven Dean DerrLPL Financial LLCAvantax Investment Services, Inc.$10005-01-2019
Dennis P MeheganLPL Financial LLCSeverin Investments LLC04-23-2019
Steven Robert Otis MahoneyLPL Financial LLCForesters Financial Services, Inc.03-29-2019
Trevor Sean GrahamLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-25-2019
Karl Byron KimeLPL Financial LLCSIMMONS FIRST INVESTMENT GROUP, INC.$10003-20-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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