Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Scott EmshoffMML Investors Services, LLCHuntleigh Securities Corporation$2507-25-2018
Patrick Ryan DonlanMML Investors Services, LLCTransamerica Capital, Inc.$5009-27-2017
Sampson James NortonMML Investors Services, LLCUMB Financial Services, Inc.09-12-2017
Rachel Georgia SamplMML Investors Services, LLCThrivent Investment Management Inc.07-25-2017
Damian Michael CzechorskiMML Investors Services, LLCAllstate Financial Services, LLC07-21-2017
Lillie A PowellMML Investors Services, LLCU.S. Bancorp Investments, Inc.04-21-2017
Philip Martin WaltherMML Investors Services, LLCWaddell & Reed06-10-2016
Timothy Aaron MuethMML Investors Services, LLCPrincipal Securities, Inc.05-10-2016
Feliz Regino TovarMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-11-2016
Rebecca Anne CraigMML Investors Services, LLCPark Avenue Securities LLC12-09-2015
Christopher Stephen ChierekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-01-2015
Ann Elizabeth MurrayMML Investors Services, LLCNYLIFE Securities LLC09-16-2015
Timothy F KreiselMML Investors Services, LLCNYLIFE Securities LLC05-15-2015
Steven James HallMML Investors Services, LLCThrivent Investment Management Inc.03-12-2015
Marc Richard ChenotMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-12-2013
Ryan Matthew PossMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-22-2013
Kevin John HaberbergerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-07-2013
Walter Flowers IIIMML Investors Services, LLCEdward Jones02-28-2012
Scott K SandersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-08-2010
Matthew A MerrickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2010
Stephen Joseph EiflerMML Investors Services, LLCLombard International Distribution Company12-01-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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