Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin N. HennesseyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2019
Marissa Anne DirnbergerMML Investors Services, LLCFarmers Financial Solutions, LLC04-30-2019
Ahmad Moghis MianMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gregory Dale SteinMML Investors Services, LLCMetLife Securities Inc.03-25-2017
John Michael DodsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Leonard Fritz Sander Jr.MML Investors Services, LLCMetLife Securities Inc.03-25-2017
Lance Edward CurnesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
James Todd GentryMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Scott Joseph WheelerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Thelma Charlotte RuffMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Robert Claude HughesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Valerie Anne BakerMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Charlie Henry SottorivaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Sajal ShresthaMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Marc Richard ChenotMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-12-2013
Scott K. SandersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-08-2010
Matthew A MerrickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-08-2010
Stephen J. EiflerMML Investors Services, LLCLombard International Distribution Company12-01-2009
Joseph Lawrence HeitkampMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Nicholas R DraganMML Investors Services, LLCMetLife Securities Inc.$1903-25-2017
David Scott EmshoffMML Investors Services, LLCHuntleigh Securities Corporation$2507-25-2018
Bruce David WardMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Patrick R. DonlanMML Investors Services, LLCTransamerica Capital, Inc.$5009-27-2017
Christopher Joshua CampoMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Aaron Michael BockmanMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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