Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura Jeanne BoedgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedHighTower Securities, LLC$101-17-2019
Alexander Leo JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-15-2018
Lacey Anne DiekmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedCrown Capital Securities, L.P.08-30-2018
Walter A. JuarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company07-09-2018
Joseph Edward EichackerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$1004-13-2018
Kevin David ZimmermannMerrill Lynch, Pierce, Fenner & Smith IncorporatedBOK Financial Services, Inc.11-06-2017
Ally Anne MelvinMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-16-2017
Robert Anthony SchaferMerrill Lynch, Pierce, Fenner & Smith IncorporatedStifel, Nicolaus & Company, Incorporated09-19-2017
Susan Ann DawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-10-2017
David Anthony KasichMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones07-06-2017
Corey GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedSeverin Investments LLC06-27-2017
Michael Meade TroyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedFisher Investments05-30-2017
Michelle Evette KiehneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-29-2017
Travis James MuddMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-16-2017
Aaron Charles ClemonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-14-2017
Azin KaiserMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-20-2016
Jeffrey Scott NewmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-20-2016
Rebecca Marie SteinlageMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-02-2016
Marvin Darryl AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-16-2016
Andrew Todd SharonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2016
IAN SCOTT ARCHERMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.05-16-2016
Jerry Wayne LeseureMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-21-2016
Richard A BlankenshipMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10004-21-2016
Colin Michael GibbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2016
Benjamin Hunter WhitlockMerrill Lynch, Pierce, Fenner & Smith IncorporatedCambridge Investment Research, Inc.01-14-2016
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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