Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph DoyleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-17-2009
Joseph Alan LikensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley & Co. LLC04-17-2009
Sheri Ann BeileMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-01-2009
Frank Hanna KirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-22-2009
Natalie A. KirkMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$105-22-2009
Mark Stephen WoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5009-18-2009
Darin Noel ShankMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-18-2009
Dale William Von HoffmannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-04-2009
Richard Joseph GiannottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-25-2010
Peter Isaac MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC09-07-2010
David P. Oetting Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.11-12-2010
Michael Ryan BoardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-28-2011
Catherine BaizeMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurities America, Inc.05-23-2011
Mark Steven EagletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-17-2011
Sharon Kay HealMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-15-2011
Darron John HemannMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-15-2011
Joshua C. MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2012
Mary Elizabeth MaxwellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-18-2012
Jacob Ira MilderMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.02-23-2012
Christopher Grimes ErnstMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.04-13-2012
William Clair HoustonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-29-2012
Kathleen M WehrfritzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-10-2012
Keaten Allen LandisMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-03-2012
Jason William LarchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2012
Spiros ProtopsaltisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-11-2013
Next Page »

Showing 1 to 25 of 104 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.