Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan David EderleMetLife Securities Inc.Country Capital Management Company01-12-2017
Jared Eli EllisMetLife Securities Inc.Larson Financial Securities, LLC12-11-2015
John Christopher WoodromeMetLife Securities Inc.INVEST Financial Corporation10-01-2015
Brian Robert SchmukeMetLife Securities Inc.Newton One Advisors09-14-2015
Lawrence William DorrMetLife Securities Inc.NYLIFE Securities LLC06-15-2015
Andrew John GarrettMetLife Securities Inc.Northwestern Mutual Investment Services, LLC05-27-2015
John Damian MillerMetLife Securities Inc.NYLIFE Securities LLC05-12-2015
Julie P JenkinsMetLife Securities Inc.Smith, Moore & Co.02-24-2015
Charlie Henry SottorivaMetLife Securities Inc.Edward Jones08-06-2014
Sajal ShresthaMetLife Securities Inc.Country Capital Management Company07-09-2014
Roger Allan KochMetLife Securities Inc.Pruco Securities, LLC.11-13-2012
Brian Wayne PadgettMetLife Securities Inc.NYLIFE Securities LLC04-03-2012
Kenneth Allen CreceliusMetLife Securities Inc.Edward Jones08-29-2011
Dena A LivingstonMetLife Securities Inc.Edward Jones05-23-2011
David Scott ThornberryMetLife Securities Inc.Edward Jones04-18-2011
Stephen N GilbertMetLife Securities Inc.Edward Jones02-14-2011
Scott Joseph WheelerMetLife Securities Inc.Securities America, Inc.09-23-2010
Richard Bryan YustMetLife Securities Inc.Uvest Financial Services Group, Inc.01-04-2010

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.