Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan David EderleMetLife Securities Inc.Country Capital Management Company01-12-2017
Jared Eli EllisMetLife Securities Inc.Larson Financial Securities, LLC12-11-2015
John Christopher WoodromeMetLife Securities Inc.INVEST Financial Corporation10-01-2015
Brian Robert SchmukeMetLife Securities Inc.Newton One Advisors09-14-2015
Lawrence William DorrMetLife Securities Inc.NYLIFE Securities LLC06-15-2015
Andrew John GarrettMetLife Securities Inc.Northwestern Mutual Investment Services, LLC05-27-2015
John Damian MillerMetLife Securities Inc.NYLIFE Securities LLC05-12-2015
Julie P JenkinsMetLife Securities Inc.Smith, Moore & Co.02-24-2015
Charlie Henry SottorivaMetLife Securities Inc.Edward Jones08-06-2014
Sajal ShresthaMetLife Securities Inc.Country Capital Management Company07-09-2014
Roger Allan KochMetLife Securities Inc.Pruco Securities, LLC.11-13-2012
Brian Wayne PadgettMetLife Securities Inc.NYLIFE Securities LLC04-03-2012
Kenneth Allen CreceliusMetLife Securities Inc.Edward Jones08-29-2011
Dena A LivingstonMetLife Securities Inc.Edward Jones05-23-2011
David Scott ThornberryMetLife Securities Inc.Edward Jones04-18-2011
Stephen N GilbertMetLife Securities Inc.Edward Jones02-14-2011
Scott Joseph WheelerMetLife Securities Inc.Securities America, Inc.09-23-2010
Richard Bryan YustMetLife Securities Inc.Uvest Financial Services Group, Inc.01-04-2010

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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