Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lars Dean OmlidMoloney Securities Co., Inc.Financial Planning Consultants, Inc.07-02-2018
Adam James MaherMoloney Securities Co., Inc.Smith, Moore & Co.07-31-2017
Derrick Allen BraunerMoloney Securities Co., Inc.Smith, Moore & Co.07-31-2017
Mark David HouseMoloney Securities Co., Inc.Smith, Moore & Co.07-31-2017
Chase James BauteMoloney Securities Co., Inc.Ameriprise Financial Services, Inc.03-10-2017
Gene V PanasenkoMoloney Securities Co., Inc.LPL Financial LLC$13103-10-2017
Robert Bernard FinnMoloney Securities Co., Inc.World Equity Group, Inc.02-07-2017
Sara Aiping NgMoloney Securities Co., Inc.Axiom Capital Management, Inc.11-03-2016
Robert Andrew KahnMoloney Securities Co., Inc.Edward Jones11-02-2016
George Gregory CaseyMoloney Securities Co., Inc.R. F. Lafferty & Co., Inc.$20006-16-2016
Jon Russel GilstrapMoloney Securities Co., Inc.LPL Financial LLC$1006-01-2016
Lawrance Charles SkiboMoloney Securities Co., Inc.Financial West Group10-30-2015
Glenn Herbert CrayMoloney Securities Co., Inc.J.P. Turner & Company, L.L.C.$109-18-2015
Mitchell Steven MorrisonMoloney Securities Co., Inc.Financial West Group05-27-2015
Clifford Lee FieldsMoloney Securities Co., Inc.UBS Financial Services Inc.01-03-2012
Brian Patrick CorriganMoloney Securities Co., Inc.Detalus Securities, LLC$5003-31-2011
Meredith Cabell Jones IIIMoloney Securities Co., Inc.Detalus Securities, LLC$2503-31-2011
Dennis Charles PitzerMoloney Securities Co., Inc.New England Securities12-02-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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