Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Top States

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Kelsch ThamanMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC10-05-2020
Alfred Joseph SimmonsMoneta Group Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC09-10-2020
Kristi BorglumMoneta Group Investment Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Megan Elizabeth RappleanMoneta Group Investment Advisors, LLCCorrect Capital Wealth Management, LLC02-28-2020
Stephen C DolanMoneta Group Investment Advisors, LLCMSEC, LLC02-07-2020
Matthew D ManiesMoneta Group Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC01-09-2020
Lynn M DunstonMoneta Group Investment Advisors, LLCDunston Financial Group, LLC11-01-2019
Erin Leigh HadaryMoneta Group Investment Advisors, LLCDunston Financial Group, LLC11-01-2019
Megan Elizabeth KanterMoneta Group Investment Advisors, LLCThe Wealth Conservancy, Inc.09-17-2019
Lucas Wyatt KulmaMoneta Group Investment Advisors, LLCKayne Anderson Rudnick Investment Management, LLC09-17-2019
David Thomas WickenhauserMoneta Group Investment Advisors, LLCCharles Schwab & Co., Inc.08-19-2019
John GroverMoneta Group Investment Advisors, LLCMorgan Stanley07-11-2019
Matthew Robert SchallerMoneta Group Investment Advisors, LLCParadigm Financial Advisors LLC06-17-2019
Alexander James FaughtMoneta Group Investment Advisors, LLCEdward Jones03-20-2019
Philip Richard Schwab JrMoneta Group Investment Advisors, LLCEdward Jones03-08-2019
Grant M EdmundsMoneta Group Investment Advisors, LLCLegacy Investment Partners, LLC03-05-2019
Benjamin Alexander TrujilloMoneta Group Investment Advisors, LLCStifel, Nicolaus & Company, Incorporated10-09-2018
Travis William FreemanMoneta Group Investment Advisors, LLCPrivate Client Services, LLC07-23-2018
Jerry Lee WestMoneta Group Investment Advisors, LLCArchford Capital Strategies, LLC$25005-29-2018
Michael James VredenburghMoneta Group Investment Advisors, LLCPlancorp, LLC02-02-2018
Amanda Elizabeth SchmidtMoneta Group Investment Advisors, LLCNorthwestern Mutual Investment Services, LLC09-12-2017
Michael James TorneyMoneta Group Investment Advisors, LLCBuckingham Strategic Wealth, LLC03-08-2017
William Patrick AkinsMoneta Group Investment Advisors, LLCBuckingham Strategic Wealth, LLC01-26-2016
James Shawn ChalmersMoneta Group Investment Advisors, LLCWells Fargo Clearing Services, LLC04-07-2015
Mona Loretta GoodenMoneta Group Investment Advisors, LLCKestra Investment Services, LLC11-14-2012

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.