Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Todd Thomas ThrasherMorgan StanleyCharles Schwab & Co., Inc.$5010-14-2011
Michael Scott KarasickMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Margaret Mary FriedhoffMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Teresa Lynn MurphyMorgan StanleyCommerce Brokerage Services, Inc.09-29-2017
Greg DeLong Chris DeLongMorgan StanleyEdward Jones$20003-07-2014
Linda Marie RichardsMorgan StanleyEdward Jones08-26-2020
Nathanael R RoettoMorgan StanleyEdward Jones06-12-2020
Deon Nicole PohlmannMorgan StanleyEdward Jones$5007-17-2019
Westin Ryan WeeastMorgan StanleyEdward Jones01-08-2019
Gregory Grover DelongMorgan StanleyEdward Jones$5003-07-2014
Timothy Dale SalzmanMorgan StanleyEdward Jones$8304-05-2012
Samuel Clark MorrisMorgan StanleyEdward Jones02-16-2012
Michael Scot WilliamsMorgan StanleyEdward Jones$2511-25-2011
Brynn Hallie AndrewsMorgan StanleyEquitable Advisors, LLC08-15-2011
Kenneth Warren RobertsMorgan StanleyLPL Financial LLC$5001-19-2012
Natalie A NormanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Adam Michael BichselMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Jason William LarchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Michael P KeeganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Shane M HeftyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2017
James Eric MonkenMorgan StanleyMorgan Keegan & Company, Inc.$2509-10-2012
Derrick WilliamsMorgan StanleySecurian Financial Services, Inc.10-29-2018
Jeffery Joseph AngoldMorgan StanleySecurian Financial Services, Inc.11-05-2012
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated$1,00002-17-2012
Arthur Lloyd PerryMorgan StanleyUBS Financial Services Inc.$5007-02-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.