Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Stuart CarterMorgan StanleyThe Crown Advisors, LLC01-11-2010
Edward Emmett Carroll Jr.Morgan StanleyUBS Financial Services Inc.04-08-2010
J. Darren HillisMorgan StanleyCetera Advisor Networks LLC05-28-2010
Andrew Lawrence ThomassonMorgan StanleyLPL Financial LLC06-14-2010
Jason William LarchMorgan StanleyTNP Securities, LLC10-08-2010
Andrea Rosa CoomerMorgan StanleyJ.P. Morgan Institutional Investments Inc.10-11-2010
Almon P DuffyMorgan StanleyEdward Jones04-11-2011
Janice Sue RisingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
John Erwin HofmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Steve Charles VisnovskeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-06-2011
Brynn Hallie AndrewsMorgan StanleyAXA Advisors, LLC08-01-2011
William Joel Brewster Jr.Morgan StanleyWells Fargo Clearing Services, LLC$1008-08-2011
Eric Andrew HuntleyMorgan StanleyNorthern Trust Securities, Inc.08-15-2011
Sheila Kay DavisMorgan StanleyOxford Creek Capital Management, LLC08-25-2011
Todd Thomas ThrasherMorgan StanleyCharles Schwab & Co., Inc.10-14-2011
Michael Scot WilliamsMorgan StanleyEdward Jones$1011-25-2011
Kenneth Warren RobertsMorgan StanleyLPL Financial LLC$5001-19-2012
Samuel Clark MorrisMorgan StanleyEdward Jones02-16-2012
Sheri Carol McCannMorgan StanleyStifel, Nicolaus & Company, Incorporated02-17-2012
Timothy Dale SalzmanMorgan StanleyEdward Jones04-05-2012
Matthew Thomas HanrahanMorgan StanleyMariner Wealth Advisors04-19-2012
William Simeon Simpson Jr.Morgan StanleyWells Fargo Clearing Services, LLC04-27-2012
Jeffrey Bryan HollingsworthMorgan StanleyWells Fargo Clearing Services, LLC$20004-27-2012
Craig K. BillingsleyMorgan StanleyWells Fargo Clearing Services, LLC04-27-2012
Kimberly DanielleMorgan StanleyMetLife Securities Inc.05-14-2012
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.