Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry GillerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marshall Neil MyersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Harold Edgar Weber Jr.Morgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Robert Lawrence MillnerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Joseph Walter BenyoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kathleen Marie KunklerMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Andrew Miller SaundersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Charlton Dale HombsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Everett HuffmanMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Robert Martin FunkeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Emmett Franklin Owenby IIIMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
William John Murphy IIIMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Douglas Edward AdamsMorgan StanleyMorgan Stanley & Co. LLC$15006-01-2009
Sean PlattMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Benjamin J PanosMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Clarence Frederick StrackMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Steven Charles OstranderMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gordon Harold Hamilton IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
John Tempel LudwigMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Kathleen Louise YoungermanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
George Dix PetersMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Douglas Wayne DugalMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Troy Michael LarsenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Enrique LernerMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Brett Austin GoldschmidtMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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