Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael BichselMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Adria Lee SchmidtkeMorgan StanleyWintrust Investments LLC11-15-2019
Arthur Lloyd PerryMorgan StanleyUBS Financial Services Inc.$5007-02-2012
Brian Paul WatkinsMorgan StanleyWells Fargo Clearing Services, LLC$8409-05-2014
Brynn Hallie AndrewsMorgan StanleyEquitable Advisors, LLC08-15-2011
Dennis Scott SappingtonMorgan StanleyWells Fargo Clearing Services, LLC$5009-05-2014
Deon Nicole PohlmannMorgan StanleyEdward Jones$5007-17-2019
Derrick WilliamsMorgan StanleySecurian Financial Services, Inc.10-29-2018
Greg DeLong Chris DeLongMorgan StanleyEdward Jones$20003-07-2014
Gregory Grover DelongMorgan StanleyEdward Jones$5003-07-2014
James Eric MonkenMorgan StanleyMorgan Keegan & Company, Inc.$2509-10-2012
Jason William LarchMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Jeffery Joseph AngoldMorgan StanleySecurian Financial Services, Inc.11-05-2012
Jeffrey Hollingsworth William Simpson Craig BillingsleyMorgan StanleyWells Fargo Clearing Services, LLC05-02-2012
John Andrew StewartMorgan StanleyWaddell & Reed04-27-2015
Kenneth Warren RobertsMorgan StanleyLPL Financial LLC$5001-19-2012
Linda Marie RichardsMorgan StanleyEdward Jones08-26-2020
Margaret Mary FriedhoffMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael P KeeganMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2017
Michael Scot WilliamsMorgan StanleyEdward Jones$2511-25-2011
Michael Scott KarasickMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Natalie A NormanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Nathanael R RoettoMorgan StanleyEdward Jones06-12-2020
Samuel Clark MorrisMorgan StanleyEdward Jones02-16-2012
Shane M HeftyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-31-2017
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.