Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Phillip FeichtnerOppenheimer & Co. Inc.Smith, Moore & Co.$10012-18-2017
James Raoul GuraOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-06-2013
Sharon Ann YoungOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$101-10-2013
Bruce Alden Barnhart Jr.Oppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated10-14-2011
Jeffrey Howard NesselOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2011
James Matthew ChaneyOppenheimer & Co. Inc.Wells Fargo Advisors Financial Network, LLC10-12-2010
Christopher Kevin CoulterOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC04-19-2010
Douglas Joseph StandishOppenheimer & Co. Inc.Morgan Stanley$2510-02-2009
William Breckenridge AndersonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$15009-04-2009
Steve Paul LawrenceOppenheimer & Co. Inc.Morgan Stanley07-22-2009
Michael Gordon LachnitOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5005-22-2009
Robert Wayne RobinsonOppenheimer & Co. Inc.UBS Financial Services Inc.05-07-2009
James Kenneth LouderbaughOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-17-2009
Robert Stephen RichOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-16-2009
Daniel Lynn StephensOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10004-09-2009
Christopher Kenneth Preston WollOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15004-06-2009
Lance Thomas BrightOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-03-2009
Mark Anthony NascheOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated$15004-03-2009
Eric Alan JohnsonOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC03-27-2009
Aaron Elsworth TownsOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5003-20-2009
Daniel Preston FindleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-20-2009
David Stewart ReidOppenheimer & Co. Inc.Citigroup Global Markets Inc.02-13-2009
Timothy James Shocklee Jr.Oppenheimer & Co. Inc.Citigroup Global Markets Inc.$2502-13-2009
Alan Gordon HartleyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15001-30-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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