Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lillie A PowellPNC InvestmentsMML Investors Services, LLC$2,00002-08-2018
Philip Martin WaltherPNC InvestmentsMML Investors Services, LLC03-07-2017
Dimitar Nikolaev MushkovPNC InvestmentsLPL Financial LLC09-13-2016
Anthony NydeggerPNC InvestmentsLPL Financial LLC05-09-2016
Jacob Ray AldermanPNC InvestmentsWells Fargo Clearing Services, LLC04-18-2016
Kenneth Neal GerlachPNC InvestmentsWells Fargo Advisors Financial Network, LLC03-02-2016
Brienne Lynnette JohnsonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated12-23-2015
Stephen C DolanPNC InvestmentsEdward Jones06-23-2015
Jon-Paul Adam BrownPNC InvestmentsWells Fargo Clearing Services, LLC01-21-2015
Katherine Leigh JochumPNC InvestmentsWells Fargo Clearing Services, LLC09-25-2014
Kim Renae SchardanPNC InvestmentsWells Fargo Clearing Services, LLC05-19-2014
Lamar Dieter RahdenPNC InvestmentsU.S. Bancorp Investments, Inc.05-19-2014
Joseph Richard SutterPNC InvestmentsEdward Jones04-17-2014
Tim James BrennanPNC InvestmentsU.S. Bancorp Investments, Inc.04-03-2014
Brian A PowellPNC InvestmentsU.S. Bancorp Investments, Inc.$2503-18-2014
Jeremy Perry BlainePNC InvestmentsNorthwestern Mutual Investment Services, LLC01-20-2014
Ben Lane Ellerbe Jr.PNC InvestmentsLPL Financial LLC10-04-2013
Jerry Lynn DunivanPNC InvestmentsU.S. Bancorp Investments, Inc.01-10-2013
Ryan Adam OsbornPNC InvestmentsEdward Jones01-10-2013
William Henry Carr IIIPNC InvestmentsU.S. Bancorp Investments, Inc.08-20-2012
Justin Michael HitzfeldtPNC InvestmentsEdward Jones07-03-2012
James W WettonPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2012
Marc Robert ParsonPNC InvestmentsEdward Jones01-26-2012
Mark Anthony Chiodini Sr.PNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2011
Jack Curtis YalePNC InvestmentsState Farm VP Management Corp.08-05-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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