Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Ann Stonecipher-FisherPrincipal Securities, Inc.NYLIFE Securities LLC05-04-2010
Heidi Laurel MartinPrincipal Securities, Inc.New England Securities01-03-2014
Albert Kalb Maixner Jr.Principal Securities, Inc.Wells Fargo Clearing Services, LLC06-17-2014
Darren Paul SummersPrincipal Securities, Inc.AXA Advisors, LLC11-05-2014
Stephen Richard MuellerPrincipal Securities, Inc.Cambridge Investment Research, Inc.07-14-2015
Matthew Ryan CollierPrincipal Securities, Inc.Northwestern Mutual Investment Services, LLC09-04-2015
Matthew Edward FitzgeraldPrincipal Securities, Inc.National Planning Corporation10-03-2016
Zachariah I CurryPrincipal Securities, Inc.OneAmerica Securities, Inc.08-01-2017
Jacob Daniel StansfieldPrincipal Securities, Inc.Kalos Capital, Inc.07-30-2018
Jason A. Reeves Reeves IPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.04-16-2019
Christina J LinkPrincipal Securities, Inc.Wells Fargo Clearing Services, LLC04-18-2019
Gary FordPrincipal Securities, Inc.Stifel, Nicolaus & Company, Incorporated02-03-2020

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.